The compliance module is split into 2 views:
Client View - this view (as shown above) is where you can update a client's KYC, create and dispatch an SOA, receipt documents from client, view all compliance events log etc.
Supervisor View - this view is only available for users who has a Compliance Supervisor access privilege. A compliance person will be able to set up compliance procedures, SOA templates, Profile Categories (KYC list) etc. in this view.